![]() Morgan Stanley does not provide tax or legal advice. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit Tax laws are complex and subject to change. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. Your practice and your clients will be well cared for at the Omaha branch.”ġWhen Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. Through an “open-door” philosophy, I strive to be accessible and supportive of your needs during your transition phase and as you grow your business at Morgan Stanley Smith Barney. “I am focused on delivering resources to support and leverage your competitive position in the financial services industry. We live in Omaha and have 2 children, Molly and Zach. My wife, Deana, and I love to travel and play tennis. Komen Foundation, JDRF and Project Harmony. Through the firm, and the community, my wife and I are very involved in many local and nationwide charitable initiatives such as the Susan G. From top to bottom, Morgan Stanley is a community-conscious organization. ![]() As an undergraduate student I earned a Bachelor of Science degree from Oklahoma State University. I joined Smith Barney as Manager in 2005. ![]() I am also well-versed in the specialized needs of institutional investors, as well as small business owners. I started my career with Merrill Lynch, where I worked closely with affluent families on asset I believe I have the practical experience to be an effective mentor. I can be instrumental in presenting questions, problems and suggestions directly to Senior Management. One area I try to add particular value is helping FAs understand Morgan Stanley’s vast array of products and services in terms of communicating to clients and prospects which of those solutions may be viable alternatives to competitor offerings. From moving accounts, to licensing and technology issues, my objective is to be your advocate and anĮssential resource. Data from unranked advisors is derived from such advisors who have purchased a Barron’s Advisor Finder profile.With many years of financial services industry experience, I have been Branch Manager in Omaha for six years. Profile pages in Barron’s are available to: (i) all Barron’s actively ranked advisors whose data is obtained from the Barron’s Advisor rankings, as may be updated and supplemented by such ranked advisor through the purchase of an enhanced profile and (ii) unranked financial advisors who purchase a Barron’s Advisor Finder profile and have applied for a Barron’s Advisor ranking within 18 months or who are registered with the SEC, have at least 25 years of experience as a financial advisor and have no violations on their financial advisor record. Morgan Stanley Private Wealth Management, a division of Morgan Stanley Smith Barney LLC. ![]() The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field. The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. Source: (Awarded June 2010-2023).Data compiled by Barron's based on 12-month period concluding in Mar of the year the award was issued.ĬFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the U.S. Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.Ģ010-2023 Barron's Top 100 Women Financial Advisors. Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.Ģ020-2023 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State). 2019-2023 Barron's Top 100 Financial Advisors (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State). ![]()
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